Legal Opinion

Herndon v. Equitable Variable Life Insurance Company

Court of Appeals for the Eleventh Circuit

Decided March 27, 2003No. 02-15358PublishedCited by 21 opinions

Non-Argument Calendar.

1Per curiam

The issue on this appeal is whether a variable life insurance policy is a “covered security” under the Securities Litigation Uniform Standards Act of 1998 (“SLU-SA”), 15 U.S.C. §§ 77p(c), 78bb(f) and 28 U.S.C. §§ 1331, 1367, 1441, and 1446, a question of first impression in this Circuit. Plaintiff Thomas R. Herndon filed in state court an eleven-count class action complaint against Equitable Variable Life Insurance Company (“Equitable”), alleging various Georgia state law claims arising from the sale of a variable life insurance policy. Upon removal to federal court by Equitable, the district…

2Cases cited10 opinions

  1. Securities & Exchange Commission v. Variable Annuity Life InsuranceSupreme Court of the United States · 1959
  2. L. Claire Lander, Charles M. Droz, Julian Block, and Zelda Block v. Hartford Life & Annuity Insurance Company and Hartford Life Insurance CompanyCourt of Appeals for the Second Circuit · 2001
  3. Kenneth Rothschild Trust v. Morgan Stanley Dean WitterDistrict Court, C.D. California · 2002
  4. Riley v. Merrill Lynch, Pierce, Fenner & Smith, Inc.Court of Appeals for the Eleventh Circuit · 2002
  5. Charles H. Behlen v. Merrill LynchCourt of Appeals for the Eleventh Circuit · 2002

5 more not listed; retrieve them via the Exa API.

3Cited by21 opinions

  1. In Re Enron Corp. SecuritiesCourt of Appeals for the Fifth Circuit · 2008
  2. Instituto De Prevision Militar v. Merrill LynchCourt of Appeals for the Eleventh Circuit · 2008
  3. North Sound Capital LLC v. Merck & Co IncCourt of Appeals for the Third Circuit · 2019
  4. Freeman Investments, L.P. v. Pacific Life Insurance CompanyCourt of Appeals for the Ninth Circuit · 2013
  5. Winne v. Equitable Life Assurance Society of the United StatesDistrict Court, S.D. New York · 2003

16 more not listed; retrieve them via the Exa API.

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