Fleet Boston Robertson Stephens, Inc. v. Innovex, Inc.
Court of Appeals for the Eighth Circuit
1Opinion of the Court
BEAM, Circuit Judge.
This case comes before us on appeal from the district court’s 1 denial of a motion to stay proceedings and compel arbitration. We affirm.
I. BACKGROUND
Fleet Boston Robertson Stephens, Inc. (Robertson Stephens), a multi-service brokerage firm and member of the National Association of Securities Dealers (NASD), commenced the underlying breach of contract action against AdFlex in an attempt to collect over $800,000 in fees and expenses it claimed it was owed for providing financial advice and assistance to AdFlex in AdFlex’s merger with Innovex. The contract between the…
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- Fed. Sec. L. Rep. P 98,720 Oppenheimer & Co., Inc. v. Ferdinand A. Neidhardt, and Erich Hoepfer, Stephen Rothchild DesimoneCourt of Appeals for the Second Circuit · 1995
- Patten Securities Corp., Inc. v. Diamond Greyhound & Genetics, Inc.Court of Appeals for the Third Circuit · 1987
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