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Baber v. First Republic Group, L.L.C.

District Court, N.D. Iowa

Decided February 21, 2007No. C 06-3076-MWBPublished

1Opinion of the Court

MEMORANDUM OPINION AND ORDER REGARDING DEFENDANTS’ MOTION TO COMPEL ARBITRATION AND TO STAY PROCEEDINGS

BENNETT, District Judge.

In this action, originally filed in the Iowa District Court for Webster County on or about October 20, 2006, plaintiff William E. Baber asserts various claims against defendant First Republic Group, L.L.C. (First Republic), a so-called “introducing broker” with which Baber had opened a securities brokerage account, and Evan Parks, an account executive for First Republic, based on allegedly improper overcharges totaling $147,021, resulting from marking up or marking…

2Cases cited12 opinions

  1. United Steelworkers v. Warrior & Gulf Navigation Co.Supreme Court of the United States · 1960
  2. Port Chester Electrical Construction Corp. v. AtlasNew York Court of Appeals · 1976
  3. Cauble v. Mabon Nugent & Co.District Court, S.D. New York · 1984
  4. Kyung Sup Ahn, M.C., P.C. v. Rooney, Pace Inc.District Court, S.D. New York · 1985
  5. Brian Gwartz, M.D. v. Jefferson Memorial Hospital AssociationCourt of Appeals for the Eighth Circuit · 1994

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