Legal Opinion
Flannery v. Securities & Exchange Commission
Court of Appeals for the First Circuit
Decided December 8, 2015No. 15-1080PPublishedCited by 52 opinions
1Opinion of the Court
LYNCH, Circuit Judge.
In 2010, the United States Securities and Exchange Commission (“SEC” or “Commission”) issued an Order Instituting Proceedings against two former employees of State Street Bank and Trust Company (“State Street”): (1) James D. Hopkins, a former vice president and head of North American Product Engineering, and (2) John P. Flannery, a former chief investment officer (“CIO”). The Commission alleged that during the 2007 subprime mortgage crisis, Hopkins and Flannery “engaged in a course of business and made material misrepresentations and omissions that misled investors” about…
2Cases cited19 opinions
- Universal Camera Corp. v. National Labor Relations BoardSupreme Court of the United States · 1951
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Matrixx Initiatives, Inc. v. SiracusanoSupreme Court of the United States · 2011
14 more not listed; retrieve them via the Exa API.
3Cited by52 opinions
- Kader v. Sarepta Therapeutics, Inc.Court of Appeals for the First Circuit · 2018
- Securities & Exchange Commission v. PennDistrict Court, S.D. New York · 2016
- United States Securities & Exchange Commission v. QuanCourt of Appeals for the Eighth Circuit · 2016
- In re Cannavest Corp. Sec. Litig.District Court, S.D. Illinois · 2018
- Vega v. ColvinDistrict Court, D. Massachusetts · 2016
47 more not listed; retrieve them via the Exa API.