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Legal Opinion

United States Securities & Exchange Commission v. Quan

Court of Appeals for the Eighth Circuit

Decided March 22, 2016No. 14-3707PublishedCited by 23 opinions

1Opinion of the Court

RILEY, Chief Judge.

’ Marlon Quan, along with entities he controls, (collectively, Quan, unless context dictates otherwise) appeals a judgment entered on jury verdicts finding securities fraud. Quan challenges the coherence of the verdicts, the accuracy of the jury instructions, and the authority of the district court 1 to order disgorgement. We affirm.

I. BACKGROUND

Marlon Quan managed a hedge fund, Stewardship Credit Arbitrage Fund, LLC (SCAF) and its offshore twin, Stewardship Credit Arbitrage Fund, Ltd., through his company Stewardship Investment Advis-ors, LLC (SIA). The funds invested…

2Cases cited38 opinions

  1. Great-West Life & Annuity Insurance v. KnudsonSupreme Court of the United States · 2002
  2. Griffin v. United StatesSupreme Court of the United States · 1991
  3. Richardson v. United StatesSupreme Court of the United States · 1999
  4. Gallick v. Baltimore & Ohio RailroadSupreme Court of the United States · 1963
  5. Musacchio v. United StatesSupreme Court of the United States · 2016

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3Cited by23 opinions

  1. Jarkesy v. SECCourt of Appeals for the Fifth Circuit · 2022
  2. Jeffrey Klingenberg v. Vulcan Ladder USA, LLCCourt of Appeals for the Eighth Circuit · 2019
  3. James Dean v. Burdette SearceyCourt of Appeals for the Eighth Circuit · 2018
  4. U.S. Securities and Exchange v. Topwater Exclusive Fund IIICourt of Appeals for the Eighth Circuit · 2017
  5. Kelley v. JPMorgan Chase & Co. (In re Petters Co.)United States Bankruptcy Court, D. Minnesota · 2016

18 more not listed; retrieve them via the Exa API.

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