Securities & Exchange Commission v. Lyon
District Court, S.D. New York
1Opinion of the Court
OPINION AND ORDER
SIDNEY H. STEIN, District Judge.
The Securities and Exchange Commission (“SEC”) brings this action for securities fraud, insider trading, and the unlawful distribution of unregistered securities against Edwin Buchanan Lyon IV and seven entities — Gryphon Master Fund, L.P., Gryphon Partners, L.P., Gryphon Partners (QP), L.P., Gryphon Offshore Fund, Ltd., Gryphon Management Partners, L.P., Gryphon Management Partners III, L.P., and Gryphon Advisors, L.L.C. (collectively, the “Gryphon Entities”) — for which Lyon serves as managing partner and chief investment officer. Lyon and…
2Cases cited21 opinions
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- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
- Christensen v. Harris CountySupreme Court of the United States · 2000
- Sarah B. Shields, Individually and as Representative of All Others Similarly Situated v. Citytrust Bancorp, Inc., George F. Taylor and Irwin EngelmanCourt of Appeals for the Second Circuit · 1994
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- Securities & Exchange Commission v. EspuelasDistrict Court, S.D. New York · 2008
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