Legal Opinion
McConnell v. Frank Howard Allen & Co.
District Court, N.D. California
Decided October 11, 1983No. C-82-3349-MHPPublishedCited by 21 opinions
1Opinion of the Court
MEMORANDUM DECISION AND ORDER
PATEL, District Judge.
In the instant action, plaintiffs allege fifteen separate causes of action against a variety of defendants. Two of the claims assert violations of the federal securities laws, and the rest arise out of state law. Defendants have moved under Fed.R.Civ.P. 12(b)(1) to dismiss the complaint for lack of subject matter jurisdiction, or in the alternative for summary judgment, on the ground that plaintiffs did not purchase a security within the meaning of § 2(1) of the Securities Act of 1933, 15 U.S.C. § 77b(l), or § 3(a)(10) of the Securities…
2Cases cited25 opinions
- Bell v. HoodSupreme Court of the United States · 1946
- John D. Williamson, Plaintiffs-Appellants-Cross v. Gordon G. Tucker, Defendants-Appellees-CrossCourt of Appeals for the Fifth Circuit · 1981
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Fed. Sec. L. Rep. P 93,748 Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.Court of Appeals for the Ninth Circuit · 1973
- Fed. Sec. L. Rep. P 97,588 Securities and Exchange Commission v. Stephen MurphyCourt of Appeals for the Ninth Circuit · 1980
20 more not listed; retrieve them via the Exa API.
3Cited by21 opinions
- Marilyn Wheeler v. Main HurdmanCourt of Appeals for the Tenth Circuit · 1987
- Roberts v. CorrothersCourt of Appeals for the Ninth Circuit · 1987
- Roberts v. CorrothersCourt of Appeals for the Ninth Circuit · 1987
- Fed. Sec. L. Rep. P 91,584 Avc Nederland B v. V. Atrium Investment Partnership, Pieter Kuik and Robert K. Lenting, DefendantsCourt of Appeals for the Second Circuit · 1984
- Gerald M. Hocking v. Maylee Dubois and Vitousek & Dick Realtors, Inc., a Hawaii CorporationCourt of Appeals for the Ninth Circuit · 1989
16 more not listed; retrieve them via the Exa API.