Legal Opinion

Guaranty Underwriters, Inc. v. Securities & Exchange Commission

Court of Appeals for the Fifth Circuit

Decided November 7, 1942No. 10458PublishedCited by 3 opinions

1Per curiam

On August 7, 1942, the Securities and Exchange Commission directed proceedings against Guaranty Underwriters, Inc., a Florida corporation, “On the Question of Revocation and Suspension of Registration' Pursuant to Section 15(b) of the Securities and Exchange Act of 1934.” 15 U.S.C.A. § 78o. Proceedings by the Commission have been delayed from time to time by actions in both the federal and the Florida state courts.

On October 5, 1942, Guaranty Underwriters, Inc., filed here its petition for review of an alleged order of the Securities and Exchange Commission issued on August 24, 1942. On…

2Cases cited5 opinions

  1. Federal Power Commission v. Metropolitan Edison Co.Supreme Court of the United States · 1938
  2. Jones v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1935
  3. Securities and Exchange Commission v. AndrewsCourt of Appeals for the Second Circuit · 1937
  4. Mississippi Power & Light Co. v. Federal Power CommissionCourt of Appeals for the Fifth Circuit · 1942
  5. Resources Corp. International v. Securities & Exchange CommissionCourt of Appeals for the Seventh Circuit · 1938

3Cited by3 opinions

  1. R. A. Holman & Co., Inc. v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1962
  2. Eastern Utilities Associates v. Securities & Exchange CommissionCourt of Appeals for the First Circuit · 1947
  3. Guaranty Underwriters, Inc. v. JohnsonCourt of Appeals for the Fifth Circuit · 1943

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