Legal Opinion
Guaranty Underwriters, Inc. v. Johnson
Court of Appeals for the Fifth Circuit
Decided January 15, 1943No. 10502, 10499PublishedCited by 11 opinions
1Opinion of the Court
Case No. 10,502.
SIBLEY, Circuit Judge.
The plaintiff-appellant’s amended petition was dismissed on motion in the District Court for want of jurisdiction, and also on the merits if they should be considered. This appeal followed.
The material facts alleged are: Appellant in 1934 became a registered dealer in securities under the provisions of Section 15(b) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78o (b). During 1940 and 1942 the Securities and Exchange Commission by its agents was investigating appellant’s business under Section 21, 15 U.S.C.A. § 78u, and its enquiries among…
2Cases cited3 opinions
- Jones v. Securities & Exchange CommissionSupreme Court of the United States · 1936
- Mississippi Power & Light Co. v. Federal Power CommissionCourt of Appeals for the Fifth Circuit · 1942
- Guaranty Underwriters, Inc. v. Securities & Exchange CommissionCourt of Appeals for the Fifth Circuit · 1942
3Cited by11 opinions
- United Air Lines, Inc. v. Janice Wiener and Catherine B. Nollenberger (Excluding Faith C. Paris), United States of America v. Janice WienerCourt of Appeals for the Ninth Circuit · 1964
- Miller v. United StatesCourt of Appeals for the Second Circuit · 1945
- A. J. WHITE & CO. and Allen J. White, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the First Circuit · 1977
- Maher v. Zapata Corp.District Court, S.D. Texas · 1980
- Superior Oil Co. v. City of Port ArthurDistrict Court, E.D. Texas · 1982
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