Legal Opinion
First Hudson Financial Group, Inc. v. Martinos
New York Supreme Court
Decided December 6, 2005PublishedCited by 3 opinions
1Opinion of the Court
OPINION OF THE COURT
Rolando T. Acosta, J.
*395The issue before the court is whether an attorney who has previously issued two advisory opinions concerning the issuing of shares by a brokerage firm to one of the firm’s principals in exchange for the principal’s contribution of additional capital to the firm is precluded by Code of Professional Responsibility DR 4-101 and DR 5-108 (22 NYCRR 1200.19, 1200.27) from later representing a former employee of that firm in arbitration based on the alleged failure of the brokerage firm to pay commission fees and monies owed to the employee under two…
2Cases cited10 opinions
- S & S Hotel Ventures Limited Partnership v. 777 S. H. Corp.New York Court of Appeals · 1987
- Solow v. W. R. Grace & Co.New York Court of Appeals · 1994
- United States Football League v. National Football LeagueDistrict Court, S.D. New York · 1985
- Jamaica Public Service Co. v. AIU InsuranceNew York Court of Appeals · 1998
- Ezrasons, Inc. v. American Credit Indemnity Co.Appellate Division of the Supreme Court of the State of New York · 1999
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3Cited by3 opinions
- Develop Don't Destroy Brooklyn v. Empire State Development Corp.Appellate Division of the Supreme Court of the State of New York · 2006
- Connolly v. Napoli, Kaiser & Bern, LLPNew York Supreme Court · 2006
- In re Jalicia G.New York City Family Court · 2013