Legal Opinion
Securities & Exchange Commission v. Lehman Brothers, Inc.
Court of Appeals for the First Circuit
Decided October 5, 1998No. 98-1228PublishedCited by 55 opinions
1Opinion of the Court
BOUDIN, Circuit Judge.
This difficult case concerns a preliminary injunction obtained by the Securities and Exchange Commission .to freeze certain assets in the brokerage account of Emanuel Pinez who (according to the SEC) secured those assets through unlawful insider trading. The assets were held in Pinez’s brokerage account with Lehman Brothers, Inc., which claimed an overriding security interest in the assets. Having failed to persuade the district court on this point, Lehman Brothers now appeals.
*4The background facts are essentially undisputed. Pinez, who was chairman of Centennial…
2Cases cited15 opinions
- Church of the Holy Trinity v. United StatesSupreme Court of the United States · 1892
- Washington Metropolitan Area Transit Commission v. Holiday Tours, Inc.Court of Appeals for the D.C. Circuit · 1977
- Wallis v. Pan American Petroleum Corp.Supreme Court of the United States · 1966
- Atherton v. Federal Deposit Insurance Corp.Supreme Court of the United States · 1997
- Chemical Bank v. HaskellNew York Court of Appeals · 1980
10 more not listed; retrieve them via the Exa API.
3Cited by55 opinions
- Cablevision of Boston, Inc. v. Public Improvement Commission of the City of BostonCourt of Appeals for the First Circuit · 1999
- Securities & Exchange Commission v. FifeCourt of Appeals for the First Circuit · 2002
- Langlois v. Abington Housing AuthorityCourt of Appeals for the First Circuit · 2000
- Connecticut Valley Electric Co. v. PatchCourt of Appeals for the First Circuit · 2000
- MCC Proceeds, Inc. v. Advest, Inc.Appellate Division of the Supreme Court of the State of New York · 2002
50 more not listed; retrieve them via the Exa API.