Legal Opinion
George L. Sterne v. Dean Witter Reynolds, Inc. Daniel Turov Sears Roebuck & Company, Inc.
Court of Appeals for the Sixth Circuit
Decided January 6, 1987No. 86-3147PublishedCited by 10 opinions
1Opinion of the Court
WELLFORD, Circuit Judge.
Sterne (appellee) filed an amended class action complaint in the district court against Daniel Turov, registered representative and senior Vice President of Dean Witter Reynolds, Inc., Dean Witter Reynolds, Inc., (Dean Witter), and Sears Roebuck & Co., Inc. (Sears, which is Dean Witter’s parent corporation). Sterne alleged violations of various securities laws, common law fraud, and breach of common law fiduciary duties by reason of his bond dealings with Turov.
Dean Witter filed a motion to dismiss and to compel arbitration, in accordance with a provision in its…
2Cases cited13 opinions
- Scherk v. Alberto-Culver Co.Supreme Court of the United States · 1974
- Wilko v. SwanSupreme Court of the United States · 1953
- Fed. Sec. L. Rep. P 96,861 Gerald Mansbach v. Prescott, Ball & TurbenCourt of Appeals for the Sixth Circuit · 1979
- Fed. Sec. L. Rep. P 95,856 Winthrop J. Allegaert, as Trustee of Dupont Walston Incorporated v. H. Ross Perot, and Douglas E. DetataCourt of Appeals for the Second Circuit · 1977
- Greater Continental Corp. v. SchechterCourt of Appeals for the Second Circuit · 1970
8 more not listed; retrieve them via the Exa API.
3Cited by10 opinions
- Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
- Dougherty v. MieczkowskiDistrict Court, D. Delaware · 1987
- Reed v. Bear, Stearns & Co., Inc.District Court, D. Kansas · 1988
- Ketchum v. Almahurst Bloodstock IVDistrict Court, D. Kansas · 1988
- Esposito v. Hyer, Bikson & Hinsen, Inc.District Court, D. Kansas · 1988
5 more not listed; retrieve them via the Exa API.