Legal Opinion
United States Securities and Exchange Commission v. Glen T. Vittor
Court of Appeals for the Eleventh Circuit
Decided March 7, 2003No. 02-13876PublishedCited by 11 opinions
1Opinion of the Court
DUBINA, Circuit Judge:
This case presents several questions regarding statutory construction. Appellant Glen T. Vittor (“Vittor”) appeals the district court’s order directing him to comply with the Securities and Exchange Commission (“SEC”) decision affirming the National Association of Securities Dealer’s *932(“NASD”) sanctions against him. For the reasons that follow, we affirm the district court’s order.
I. BACKGROUND
The NASD, a private, non-profit corporation organized under Delaware law, is a self-regulatory organization. The NASD is registered as a “national securities association.” 15 U.S.C.…
2Cases cited5 opinions
- Securities and Exchange Commission v. Kevin Michael McCarthy Thomas William BlodgettCourt of Appeals for the Ninth Circuit · 2003
- Lang v. FrenchCourt of Appeals for the Fifth Circuit · 1998
- Estate of Shelfer v. Commissioner of Internal RevenueCourt of Appeals for the Eleventh Circuit · 1996
- Kevin Lee Otto v. Securities and Exchange CommissionCourt of Appeals for the Seventh Circuit · 2001
- Falcon Trading Group, Ltd. And Glen T. Vittor v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1996
3Cited by11 opinions
- Fiero v. Financial Industry Regulatory Authority, Inc.Court of Appeals for the Second Circuit · 2011
- Financial Industry Regulatory Authority, Inc. v. FieroNew York Court of Appeals · 2008
- Securities & Exchange Commission v. MohnCourt of Appeals for the Sixth Circuit · 2006
- Securities & Exchange Commission v. PinchasDistrict Court, S.D. New York · 2006
- Asociacion De Empleados Del Area Canalera (Asedac) v. Panama Canal CommissionCourt of Appeals for the Eleventh Circuit · 2003
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