Legal Opinion
Arst v. Stifel, Nicolaus & Co., Inc.
District Court, D. Kansas
Decided January 17, 1997No. 93-1299-JTMPublishedCited by 4 opinions
1Opinion of the Court
MEMORANDUM AND ORDER
MARTEN, District Judge.
The present litigation arises from plaintiff Roger Arst’s sale of a substantial number of Physician Corporation of America stock shares in 1992. PCA was then a. private corporation, and the sale was accomplished through the brokerage firm of Stifel, Nicolaus & Co. and its officer, Odis Shoaf. Shoaf found independent buyers for some of Arst’s stock, but without telling Arst, he also purchased a large number of shares himself and for his family. Subsequently, PCA announced plans to go public and the stock split. There is some evidence that Shoaf had…
2Cases cited42 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- Meinhard v. SalmonNew York Court of Appeals · 1928
- Woods v. City Nat. Bank & Trust Co. of ChicagoSupreme Court of the United States · 1941
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3Cited by4 opinions
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- Delaney v. Deere and Co.District Court, D. Kansas · 1997
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