Legal Opinion
In Re Smith Barney Transfer Agent Litigation
District Court, S.D. New York
Decided January 25, 2011No. 05 Civ. 7583(WHP)PublishedCited by 17 opinions
1Opinion of the Court
MEMORANDUM & ORDER
WILLIAM H. PAULEY III, District Judge.
Lead Plaintiff Operating Local 649 Annuity Trust Fund (“Local 649”) filed this putative class action against Defendants Smith Barney Fund Management LLC (“Smith Barney”), Citigroup Global Markets, Inc. (“Citi GM”), Lewis Daidone (“Daidone”), and Thomas Jones (“Jones”), alleging securities fraud in violation of §§ 10(b) and 20(a) of the Securities Exchange Act of 1934,15 U.S.C. § 78j(b), and breaches of fiduciary duty in violation of § 36(b) of the Investment Company Act of 1940, 15 U.S.C. § 80a-35(b). On September 26, 2007, this Court…
2Cases cited37 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Lujan v. Defenders of WildlifeSupreme Court of the United States · 1992
- Tellabs, Inc. v. Makor Issues & Rights, Ltd.Supreme Court of the United States · 2007
- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
- Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc.Supreme Court of the United States · 2008
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3Cited by17 opinions
- Cilp Associates, L.P. v. Pricewaterhouse Coopers LLPCourt of Appeals for the Second Circuit · 2013
- In re Smith Barney Transfer Agent LitigationDistrict Court, S.D. New York · 2012
- City of Pontiac General Employees' Retirement System v. Lockheed Martin Corp.District Court, S.D. New York · 2012
- In re Optimal U.S. LitigationDistrict Court, S.D. New York · 2011
- In re Satyam Computer Services Ltd. Securities LitigationDistrict Court, S.D. New York · 2013
12 more not listed; retrieve them via the Exa API.