Securities and Exchange Commission v. Roe

UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS __________________________________________ ) SECURITIES AND EXCHANGE ) COMMISSION, ) ) Plaintiff, ) Civil Action No. ) 20-11092-FDS v. ) ) NELSON GOMES, MICHAEL ) LUCKHOO-BOUCHE, SHANE SCHMIDT, ) DOUGLAS ROE, KELLY WARAWA, ) FFS CAPITAL LIMITED, PAIFANG ) TRADING LIMITED, ARTEFACTOR ) LIMITED, ATLANTEAN MANAGEMENT ) CORPORATION, MEADOW ASIA ) LIMITED, and THYME INTERNATIONAL ) LIMITED, ) ) Defendants. ) __________________________________________) MEMORANDUM AND ORDER ON PLAINTIFF’S MOTION FOR CIVIL PENALTIES AGAINST DOUGLAS ROE AND…