Legal Opinion
SEC v. Sargent
Court of Appeals for the First Circuit
Decided February 13, 2025No. 23-1812Published
1Opinion of the Court
United States Court of Appeals For the First Circuit Nos. 23-1669, 23-1812 U.S. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellee/Cross-Appellant, v. HENRY B. SARGENT, Defendant, Appellant/Cross-Appellee, FREDERICK M. MINTZ; ALAN P. FRAADE; JOSEPH J. TOMASEK; PATRICK GIORDANO, Defendants. APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS [Hon. William G. Young, U.S. District Judge] Before Barron, Chief Judge, Lynch and Kayatta, Circuit Judges. Peter R. Ginsberg, with whom Christopher Neff and Moskowitz Colson Ginsberg & Schulman LLP were on brief, for…
2Cases cited33 opinions
- Parklane Hosiery Co. v. ShoreSupreme Court of the United States · 1979
- United States v. Ilario M.A. ZanninoCourt of Appeals for the First Circuit · 1990
- Samuel Mesnick v. General Electric CompanyCourt of Appeals for the First Circuit · 1991
- Ross v. BernhardSupreme Court of the United States · 1969
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
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