Legal Opinion
Prudential Securities Inc. v. LaPlant
District Court, D. Kansas
Decided July 22, 1993No. Civ. A. 93-2223-JWLPublishedCited by 11 opinions
1Opinion of the Court
MEMORANDUM AND ORDER
LUNGSTRUM, District Judge.
I. Introduction
In April of 1993, the defendant commenced an arbitration proceeding against plaintiff Prudential Securities (“Prudential”) before the National Association of Securities Dealers, Inc. (“NASD”), complaining about various transactions dating back to 1985. On May 26, 1993, Prudential filed this action, seeking a preliminary injunction, permanent injunction and declaratory judgment all aimed at staying the arbitration proceedings on the theory that the claims were not subject to arbitration. Prudential also filed a motion for preliminary…
2Cases cited11 opinions
- United Steelworkers v. Warrior & Gulf Navigation Co.Supreme Court of the United States · 1960
- At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
- Dean Witter Reynolds Inc. v. ByrdSupreme Court of the United States · 1985
- John Wiley & Sons, Inc. v. LivingstonSupreme Court of the United States · 1964
- Shearson Lehman Hutton, Inc. v. Walter Wagoner, Jr., TrusteeCourt of Appeals for the Second Circuit · 1991
6 more not listed; retrieve them via the Exa API.
3Cited by11 opinions
- Ann F. Cogswell, F/k/a Ann F. Stanton v. Merrill Lynch, Pierce, Fenner & Smith Inc. Ben D. TrevorCourt of Appeals for the Tenth Circuit · 1996
- Reed v. Mutual Service Corp.California Court of Appeal · 2003
- Shafnacker v. Raymond James & Associates, Inc.Massachusetts Supreme Judicial Court · 1997
- Dean Witter Reynolds, Inc. v. McCoyDistrict Court, E.D. Tennessee · 1994
- Prudential Securities Inc. v. LaPlantDistrict Court, D. Kansas · 1993
6 more not listed; retrieve them via the Exa API.