Legal Opinion
Kidder Peabody & Co. v. Unigestion International, Ltd.
District Court, S.D. New York
Decided September 28, 1995No. 94 Civ. 3241 (RWS)PublishedCited by 14 opinions
1Opinion of the Court
OPINION
SWEET, District Judge.
In this action, the complaint of plaintiff Kidder Peabody & Co., Inc. (“Kidder”), seeks damages for breach of contract, and Defendant Unigestion International, Ltd. (“Unigestion”) has counterclaimed for: (i) fraud; and (ii) violations of § 12(2) of the Securities Act of 1933 (the “Securities Act”); (iii) Section 15(c)(3) of the Securities Exchange Act of 1934 (the “Exchange Act”) and rule 15c3-3(b)(4)(i) promulgated under the Exchange Act; (iv) Section 15C(b)(7) of the Exchange Act and Regulation 403.4 promulgated under the Exchange Act and has interposed affir…
2Cases cited63 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Scheuer v. RhodesSupreme Court of the United States · 1974
- Hishon v. King & SpaldingSupreme Court of the United States · 1984
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Cort v. AshSupreme Court of the United States · 1975
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3Cited by14 opinions
- Fraternity Fund Ltd. v. Beacon Hill Asset Management, LLCDistrict Court, S.D. New York · 2007
- Dinsmore v. Squadron, Ellenoff, Plesent, Sheinfeld & SorkinCourt of Appeals for the Second Circuit · 1998
- Familienstiftung v. AskinDistrict Court, S.D. New York · 1998
- Primavera Familienstiftung v. AskinDistrict Court, S.D. New York · 1997
- Mishkin Ex Rel. Liquidation of the Business of Adler, Coleman Clearing Corp. v. Ensminger (In Re Adler, Coleman Clearing Corp.)United States Bankruptcy Court, S.D. New York · 1999
9 more not listed; retrieve them via the Exa API.