Legal Opinion
Fed. Sec. L. Rep. P 98,664 Paul W. Zell v. Intercapital Income Securities, Inc., C. Fiumerfreddo, D. Greenwald and R. Long
Court of Appeals for the Ninth Circuit
Decided April 27, 1982No. 78-3749, 78-3754PublishedCited by 32 opinions
1Opinion of the Court
BROWNING, Chief Judge:
Plaintiff, a shareholder in InterCapital Income Securities, Inc. (the Fund), brought this action on behalf of himself and other shareholders charging defendants violated various provisions of federal securities laws, including Section 14(a) of the Securities Ex change y&t of 1934 and Rule 14a-9, by failing fo disclose material information in two proxy statements. The statements solicited approval by the Fund’s shareholders of Investment Advisory Agreements with the Fund’s Investment Manager, Dean Witter InterCapital, Inc. (“DWI”) later renamed Dean Witter Reynolds…
2Cases cited20 opinions
- Adickes v. S. H. Kress & Co.Supreme Court of the United States · 1970
- United States v. Diebold, Inc.Supreme Court of the United States · 1962
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- Burks v. LaskerSupreme Court of the United States · 1979
15 more not listed; retrieve them via the Exa API.
3Cited by32 opinions
- City of Philadelphia v. Fleming Companies, Inc.Court of Appeals for the Tenth Circuit · 2001
- Northstar Financial Advisors Inc. v. Schwab InvestmentsCourt of Appeals for the Ninth Circuit · 2015
- Taylor v. Sentry Life Insurance CompanyCourt of Appeals for the Ninth Circuit · 1984
- Securities & Exchange Commission v. Merchant Capital, LLCCourt of Appeals for the Eleventh Circuit · 2007
- Visa International Service Ass'n v. Bankcard Holders of AmericaCourt of Appeals for the Ninth Circuit · 1986
27 more not listed; retrieve them via the Exa API.