Legal Opinion
SECURITIES & EXCHANGE COM'N v. Packer, Wilbur & Co., Inc.
District Court, S.D. New York
Decided June 28, 1973No. 71 Civ. 1385PublishedCited by 6 opinions
1Opinion of the Court
OPINION
COOPER, District Judge.
I. INTRODUCTION
We are asked to deny to a registered broker-dealer and to an active securities trader, each claiming financial losses resulting from a stock transaction between them, the legal right to reimbursement out of the funds administered by the Securities Investor Protection Corporation (SIPC) as provided by the Securities Investor Protection Act of 1970 (15 U. S.C. § 78aaa-78iii). The application before us is by the Trustee of Packer Wilbur & Co., Inc. (Packer Wilbur); the active securities trader is Effram Arenstein (Arenstein); Coggeshall & Hicks, Inc.…
2Cases cited12 opinions
- A. T. Brod & Co. v. Jack Perlow and Adele Perlow, Also Known as Adele WagnerCourt of Appeals for the Second Circuit · 1967
- Fed. Sec. L. Rep. P 92,710 Stanley S. Pearlstein v. Scudder & German, a PartnershipCourt of Appeals for the Second Circuit · 1970
- Moscarelli v. StammDistrict Court, E.D. New York · 1968
- Mortimer W. Hanly, Arthur Gladstone, Frederick C. Stutzmann, Jr., Steven Charles Paras, and Charles Arthur Fehr v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1969
- Serzysko v. Chase Manhattan BankDistrict Court, S.D. New York · 1968
7 more not listed; retrieve them via the Exa API.
3Cited by6 opinions
- Herzfeld v. Laventhol, Krekstein, Horwath & HorwathDistrict Court, S.D. New York · 1974
- Securities And Exchange Commission v. Packer, Wilbur & Co., Inc.Court of Appeals for the Second Circuit · 1974
- Securities Investor Protection Corp. v. Charisma Securities Corp.District Court, S.D. New York · 1974
- Securities & Exchange Commission v. Packer, Wilbur & Co.Court of Appeals for the Second Circuit · 1974
- Securities & Exchange Commission v. Aberdeen Securities Co., Inc.District Court, D. Delaware · 1974
1 more not listed; retrieve them via the Exa API.