Legal Opinion
Financial Network Investment Corp. v. Becker
New York Supreme Court
Decided April 4, 2002PublishedCited by 1 opinion
1Opinion of the Court
OPINION OF THE COURT
Bruce Allen, J.
Respondents have filed claims for National Association of Securities Dealers (NASD) arbitration against petitioner Financial Network Investment Corporation (FNIC). In this proceeding, FNIC seeks a permanent stay of;the arbitration.
*298In 1998, a group of FNIC registered representatives were operating a branch of FNIC in Depaw, New York, that did business under the name of Justin Financial Services, Inc. (JFS). Apparently, there were employees of JFS working in the same office who were not registered representatives of FNIC.
The arbitration claims allege that each…
2Cases cited8 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- Norris v. CooperNew York Court of Appeals · 1984
- John Hancock Life Insurance Company v. WilsonCourt of Appeals for the Second Circuit · 2001
- In Re the Arbitration Between Prinze & JonasNew York Court of Appeals · 1976
- WMA Securities, Inc. v. RuppertDistrict Court, S.D. Ohio · 1999
3 more not listed; retrieve them via the Exa API.
3Cited by1 opinion
- Financial Network Investment Corp. v. BeckerAppellate Division of the Supreme Court of the State of New York · 2003