Legal Opinion
Securities & Exchange Commission v. Rauscher Pierce Refsnes, Inc.
District Court, D. Arizona
Decided August 24, 1998No. CIV-98-0027-PHX-ROSPublishedCited by 9 opinions
1Opinion of the Court
AMENDED ORDER
SILVER, District Judge.
BACKGROUND
In 1988, the Department of Administration of the State of Arizona (the “DOA”) issued $121,830,000 of tax-exempt certificates of participation (the “1988 COPs”) to finance the construction of six state buildings. The 1988 COPs could not be redeemed until July of 1998, and bore an average interest rate of 7.55%. In 1990, Defendant Rauscher Pierce Refsnes, Inc. 1 (“Rauscher”) became the financial adviser to the DOA for lease purchases and bond transactions. Rauseher’s contract was renewed by the DOA in 1991 and 1992. By 1992, interest rates had…
2Cases cited35 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Hal Roach Studios, Inc., a Delaware Corporation v. Richard Feiner and Company, Inc., a New York CorporationCourt of Appeals for the Ninth Circuit · 1990
- Myrna O'Dell Firestone v. Leonard K. FirestoneCourt of Appeals for the D.C. Circuit · 1996
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3Cited by9 opinions
- Roberson v. PaineWebber, Inc.Court of Civil Appeals of Oklahoma · 1999
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- EBC I, Inc. v. Goldman Sachs & Co.Appellate Division of the Supreme Court of the State of New York · 2004
- Facciola v. Greenberg Traurig, LLPDistrict Court, D. Arizona · 2011
- (SS) Sisneros v. Commissioner of Social SecurityDistrict Court, E.D. California · 2022
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