Legal Opinion
Securities & Exchange Commission v. Cochran
Court of Appeals for the Tenth Circuit
Decided June 8, 2000No. 99-6157PublishedCited by 18 opinions
1Opinion of the Court
LUCERO, Circuit Judge.
This securities fraud action arises from the alleged acts and omissions of an employee of a bond underwriter that occurred while he was advising governmental agencies regarding the issuance of bonds and the interim reinvestment of the proceeds from the bond issues. We must resolve two questions: first, whether the underwriter’s employee owed those agencies a duty to disclose his alleged “rigging” of reinvestment contract bids and payments made by the recipients of the reinvestment contracts to the underwriter; and second, whether such undisclosed information would have…
2Cases cited21 opinions
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Chiarella v. United StatesSupreme Court of the United States · 1980
- United States v. Miguel SandovalCourt of Appeals for the Tenth Circuit · 1994
- Kathy L. Kaul v. Robert T. Stephan, Attorney GeneralCourt of Appeals for the Tenth Circuit · 1996
- Fed. Sec. L. Rep. P 92,864 Pearl J. Barker v. Henderson, Franklin, Starnes & Holt, and Taylor, Edenfield, Gilliam & WiltshireCourt of Appeals for the Seventh Circuit · 1986
16 more not listed; retrieve them via the Exa API.
3Cited by18 opinions
- Securities & Exchange Commission v. TamboneCourt of Appeals for the First Circuit · 2010
- Roska v. PetersonCourt of Appeals for the Tenth Circuit · 2003
- Roska v. PetersonCourt of Appeals for the Tenth Circuit · 2003
- Securities & Exchange Commission v. WolfsonCourt of Appeals for the Tenth Circuit · 2008
- Rumsey Land Company v. Resource Land HoldingsCourt of Appeals for the Tenth Circuit · 2019
13 more not listed; retrieve them via the Exa API.