Securities & Exchange Commission v. Pentagon Capital Management PLC

OPINION

SWEET, District Judge.

TABLE OF CONTENTS

I. Prior Proceedings.........................................................382

II. Findings of Pact..........................................................382

A. The Parties..........................................................382

1. The Plaintiff......................................................382

2. The Defendants...................................................382

3. The Relief Defendant..............................................383

B. The Operation of Mutual Funds.........................................383

C. Market…