Securities & Exchange Commission v. Ryan
District Court, N.D. New York
1Opinion of the Court
MEMORANDUM-DECISION and ORDER
RANDOLPH F. TREECE, United States Magistrate Judge.
On May 3, 2010, the Securities and Exchange Commission (hereinafter “SEC”) filed a Complaint against Matthew John Ryan (hereinafter “Ryan”) and Prime Rate and Return, LLC (hereinafter “Prime Rate”), seeking to stop an alleged ongoing fraud purportedly being perpetrated by these Defendants upon senior citizens who were seeking fixed income investments. Dkt. No. 1, Compl. Concurrent with filing the Complaint, the SEC filed a Motion for a Temporary Restraining Order, Dkt. No. 5, which resulted in the Honorable Norman…
2Cases cited52 opinions
- Upjohn Co. v. United StatesSupreme Court of the United States · 1981
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- Commodity Futures Trading Commission v. WeintraubSupreme Court of the United States · 1985
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