Securities & Exchange Commission v. Forster

OPINION AND ORDER

JOHN G. KOELTL, District Judge:

The Securities and Exchange Commission (“SEC”) moves for an order requiring the respondent, Michael J. Forster* to comply with a subpoena for documents related to an SEC investigation into possible violations of the - securities laws by Forster and-his various alleged nominees. For the reasons that follow* the motion is denied and the Subpoena, either in its original- or modified form, is quashed without prejudice to the ability of the SEC to serve a proper, subpoena.

*225I.

The SEC is investigating possible violations of the Securities Act of 1933…