Legal Opinion
California Fina Group, Inc. v. Herrin
Court of Appeals for the Fifth Circuit
Decided July 27, 2004No. 03-10939PublishedCited by 20 opinions
1Opinion of the Court
DeMOSS, Circuit Judge:
Defendants-AppeJlees Robert L. Herrin, et al. (“Appellees”), are a group of investors that purchased various investments from a former independent registered representative for Plaintiff-Appellant California Fina Group, Inc., d.b.a. Finacorp Securities, Inc. (“Fina Group”). Appellees filed a claim with the National Association of Securities Dealers, Inc. (“NASD”), seeking to arbitrate their dispute with Fina Group. Fina Group filed a declaratory action in district court seeking, inter alia, an order stating they were not required to arbitrate because Appellees were not…
2Cases cited10 opinions
- Volt Info. Sciences, Inc. v. Bd. of Trustees of Leland Stanford Jr. U.Supreme Court of the United States · 1989
- Howsam v. Dean Witter Reynolds, Inc.Supreme Court of the United States · 2002
- Bridas S.A.P.I.C. v. Government of TurkmenistanCourt of Appeals for the Fifth Circuit · 2003
- Will-Drill Resources, Inc. v. Samson Resources Co.Court of Appeals for the Fifth Circuit · 2003
- John Hancock Life Insurance Company v. WilsonCourt of Appeals for the Second Circuit · 2001
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3Cited by20 opinions
- Multi-Financial Securities Corp. v. KingCourt of Appeals for the Eleventh Circuit · 2004
- Mony Securities v. Leland BornsteinCourt of Appeals for the Eleventh Circuit · 2004
- In Re Golden Peanut Co., LLC, Texas Court of Appeals, 11th District (Eastland)2008
- Washington Square Securities, Inc. v. AuneCourt of Appeals for the Fourth Circuit · 2004
- Yanez v. Dish NetworkCourt of Appeals for the Fifth Circuit · 2025
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