Legal Opinion
Credit Suisse Securities (USA) LLC v. Tracy
Court of Appeals for the Second Circuit
Decided January 28, 2016No. Docket No. 15-345-CVPublishedCited by 7 opinions
1Opinion of the Court
DRONEY, Circuit Judge.
The Respondents-Appellants are five former employees of Credit Suisse Securities (USA) LLC (“Credit Suisse”) who entered into employment agreements with *251Credit Suisse that included provisions to resolve all employment-related disputes by arbitration before a private arbitration provider. Following their resignation from Credit Suisse, the employees began arbitration proceedings before the Financial Industry Regulatory Authority (“FIN-RA”) concerning employment-related disputes. Credit Suisse sought to compel the employees to dismiss the FINRA arbitration and pursue their…
2Cases cited11 opinions
- Volt Info. Sciences, Inc. v. Bd. of Trustees of Leland Stanford Jr. U.Supreme Court of the United States · 1989
- UBS Financial Services, Inc. v. West Virginia University Hospitals, Inc.Court of Appeals for the Second Circuit · 2011
- Ameriprise Financial Services, Inc. v. BelandCourt of Appeals for the Second Circuit · 2011
- Cap Gemini Ernst & Young, U.S., L.L.C. v. John NackelCourt of Appeals for the Second Circuit · 2003
- Goldman, Sachs & Co. v. Golden Empire Schools Financing AuthorityCourt of Appeals for the Second Circuit · 2014
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3Cited by7 opinions
- Securities Investor Protection Corp. v. Bernard L. Madoff Investment Securities LLCUnited States Bankruptcy Court, S.D. New York · 2016
- HA&W Capital Partners, LLC v. BhandariCourt of Appeals of Georgia · 2018
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- INTL FCStone Financial Inc. v. JacobsonDistrict Court, N.D. Illinois · 2019
- Matthew Austin v. TD Securities (USA) LLCDistrict Court, S.D. New York · 2026
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