Legal Opinion

Robert C. Merckens v. F. I. Dupont, Glore Forgan & Co. A/K/A Dupont Walston Inc.

Court of Appeals for the Second Circuit

Decided April 11, 1975No. 726, Docket 74-2663PublishedCited by 4 opinions

1Per curiam

The action below was brought by the plaintiff pro se against the named defendant, F. I. DuPont, Glore Forgan & Co. The defendant’s answer raised as affirmative defenses the statute of limitations and lack of personal jurisdiction. The court below construed the complaint to charge a violation of Regulation T, 12 C.F.R. § 220.4(c), promulgated pursuant to section 7(c) of the Securities Exchange Act of 1934, 15 U.S.C. § 78g. Looking to the law of the forum state, New York, the court below applied the three year statute of limitations provided by N.Y. C.P.L.R. § 214(2) and accordingly granted…

2Cases cited3 opinions

  1. Haines v. KernerSupreme Court of the United States · 1972
  2. Fed. Sec. L. Rep. P 94,496 Richard J. Sargent v. Genesco, Inc.Court of Appeals for the Fifth Circuit · 1974
  3. Fed. Sec. L. Rep. P 92,913 Ernest Klein v. Auchincloss, Parker & Redpath, Spear, Leeds & Kellogg, James Crane Kellogg Iii, and Raymond E. GrabowskiCourt of Appeals for the Second Circuit · 1971

3Cited by4 opinions

  1. Rizzo v. TylerDistrict Court, S.D. New York · 1977
  2. DeFina v. LatimerDistrict Court, E.D. New York · 1977
  3. Din v. Long Island Lighting Co.District Court, E.D. New York · 1979
  4. Poliakov v. Commissioner of Social SecurityDistrict Court, W.D. Washington · 2023

Showing a preview — retrieve the full document via the Exa API.

Powered by the Exa API