Legal Opinion
Reichle v. Morgan Stanley DW, Inc.
District Court, M.D. Florida
Decided October 17, 2005No. 8:05CV1002T23TGWPublishedCited by 1 opinion
1Opinion of the Court
ORDER
MERRYDAY, District Judge.
The plaintiff submitted her original “statement of claim” to the National Association of Securities Dealers, Inc., (“NASD”) for arbitration. The “statement of claim” sought $315,805.77 in compensatory damages and asserted a violation of Chapter 15, Florida Statutes, breach of fiduciary duty, negligence and negligent supervision, and common law fraud. The parties arbitrated the claims before a NASD panel. The panel issued an arbitral award favoring the defendant and stating:
The panel finds that [the plaintiff] failed to meet her burden of proving all the essential…
2Cases cited6 opinions
- Aubie BALTIN; Gwilda Baltin, Plaintiffs-Appellants. v. ALARON TRADING CORPORATION, Defendant-AppelleeCourt of Appeals for the Eleventh Circuit · 1997
- Fed. Sec. L. Rep. P 98,321 Timothy L. Ford v. Hamilton Investments, Inc.Court of Appeals for the Sixth Circuit · 1994
- Theis Research, Inc. v. Brown & BainCourt of Appeals for the Ninth Circuit · 2005
- Sara Sirotzky v. New York Stock Exchange and Sanford C. Bernstein & Co., Inc.Court of Appeals for the Seventh Circuit · 2003
- Choice Hotels International, Inc. v. FelizardoDistrict Court, D. Maryland · 2003
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3Cited by1 opinion
- Dyrdal v. Enbridge (U.S.), Inc.District Court, D. Minnesota · 2010