Legal Opinion
Weinraub v. Glen Rauch Securities, Inc.
District Court, S.D. New York
Decided December 9, 2005No. 05 CIV 4073SASPublishedCited by 5 opinions
1Opinion of the Court
OPINION AND ORDER
SCHEINDLIN, District Judge.
I. INTRODUCTION
On October 11, 2005, I dismissed with prejudice an action brought by plaintiff Mark Weinraub, asserting various federal and state claims against his former brokers, a bank, and arbitrators associated with the National Association of Securities Dealers (“NASD”). 1 All defendants now ask the Court to impose sanctions pursuant to the Private Securities Litigation Reform Act of 1995 (“PSLRA”) and Rule 11 of the Federal Rules of Civil Procedure. 2 For the following reasons, I am obliged to impose monetary sanctions on plaintiffs attorney,…
2Cases cited24 opinions
- Cooter & Gell v. Hartmarx Corp.Supreme Court of the United States · 1990
- Migra v. Warren City School District Board of EducationSupreme Court of the United States · 1984
- O'Brien v. City of SyracuseNew York Court of Appeals · 1981
- Susan A. Desiderio v. National Association of Securities Dealers, Inc.Court of Appeals for the Second Circuit · 1999
- Perpetual Securities, Inc. v. Julie Tang and Hua Yu ChenCourt of Appeals for the Second Circuit · 2002
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3Cited by5 opinions
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- McKenzie-Morris v. V.P. Records Retail Outlet, Inc.District Court, S.D. New York · 2022
- Schorr v. American Arbitration AssociationDistrict Court, S.D. New York · 2022