Legal Opinion
UBS SECURITIES LLC v. Voegeli
District Court, S.D. New York
Decided January 26, 2010No. 09 Civ. 8872 (DLC)PublishedCited by 22 opinions
1Opinion of the Court
OPINION & ORDER
DENISE COTE, District Judge:
Plaintiff UBS Securities LLC (“UBS Securities”) brings this action for declaratory and injunctive relief to enjoin defendants from pursuing claims against UBS Securities in a Financial Industry Regulatory Authority (“FINRA”) arbitration proceeding. For the following reasons, UBS Securities is granted a declaratory judgment and permanent injunction restraining defendants from prosecuting their claims against UBS Securities in the FINRA arbitration proceeding.
BACKGROUND
Defendants are Swiss citizens who were seed investors in a company called…
2Cases cited12 opinions
- Arbaugh v. Y & H Corp.Supreme Court of the United States · 2006
- At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
- Howsam v. Dean Witter Reynolds, Inc.Supreme Court of the United States · 2002
- Carden v. Arkoma AssociatesSupreme Court of the United States · 1990
- Vaden v. Discover BankSupreme Court of the United States · 2009
7 more not listed; retrieve them via the Exa API.
3Cited by22 opinions
- UBS Financial Services, Inc. v. West Virginia University Hospitals, Inc.Court of Appeals for the Second Circuit · 2011
- Doscher v. Sea Port Group Securities, LLCCourt of Appeals for the Second Circuit · 2016
- J.P. Morgan Securities Inc. v. Louisiana Citizens Property InsuranceDistrict Court, S.D. New York · 2010
- Aurora Loan Services LLC v. SadekDistrict Court, S.D. New York · 2011
- UBS Financial Services, Inc. v. West Virginia University Hospitals, Inc.District Court, S.D. New York · 2011
17 more not listed; retrieve them via the Exa API.