Legal Opinion
Operating Local 649 Annuity Trust Fund v. Smith Barney Fund Management LLC
Court of Appeals for the Second Circuit
Decided February 16, 2010No. Docket 07-5125-cvPublishedCited by 224 opinions
1Opinion of the Court
B.D. PARKER, JR., Circuit Judge:
Plaintiff-appellant Operating Local 649 Annuity Trust Fund (“Local 649”) appeals from a judgment of the United States District Court for the Southern District of New York (Pauley, J.) dismissing claims alleging securities fraud in violation of § 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, and breaches of fiduciary duty in violation of § 36(b) of the Investment Company Act of 1940. 1 See 15 U.S.C. § 788(b); 17 C.F.R. § 240.10b-5; 15 U.S.C. § 80a-35(b). The claims were asserted in a class action brought on behalf of investors, including Local…
2Cases cited24 opinions
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- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
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3Cited by224 opinions
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- Jacksonville Police & Fire Pf v. Cvb Financial CorpCourt of Appeals for the Ninth Circuit · 2016
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