Legal Opinion
Jay Houston MEADOWS, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION Respondent
Court of Appeals for the Fifth Circuit
Decided October 22, 1997No. 96-60328PublishedCited by 33 opinions
1Opinion of the Court
DUHÉ, Circuit Judge:
Petitioner Jay Houston Meadows seeks review of an order of the Securities and Exchange Commission sustaining sanctions imposed on him by an administrative law judge for violations of § 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q(a), § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5, 17 C.F.R. § 240.10b-5, promulgated thereunder. We affirm.
I
At all relevant times, Jay Houston Meadows was a registered representative affiliated with Rauscher Pierce Refsnes, Inc. (“RPR”), a registered broker-dealer. In late 1990, Meadows, along with…
2Cases cited16 opinions
- Liteky v. United StatesSupreme Court of the United States · 1994
- Pinter v. DahlSupreme Court of the United States · 1988
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Federal Trade Commission v. Indiana Federation of DentistsSupreme Court of the United States · 1986
- Travis RIPLEY, Plaintiff-Appellant, v. Shirley S. CHATER, Commissioner of Social Security, Defendant-AppelleeCourt of Appeals for the Fifth Circuit · 1995
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3Cited by33 opinions
- Brown v. ApfelCourt of Appeals for the Fifth Circuit · 1999
- Abrams v. Baker Hughes Inc.Court of Appeals for the Fifth Circuit · 2002
- Securities & Exchange Commission v. Life Partners Holdings, Inc.Court of Appeals for the Fifth Circuit · 2017
- In re OSG Securities LitigationDistrict Court, S.D. New York · 2013
- United States Securities & Exchange Commission v. LyttleCourt of Appeals for the Seventh Circuit · 2008
28 more not listed; retrieve them via the Exa API.