Legal Opinion

Securities & Exchange Commission v. American Board of Trade, Inc.

Court of Appeals for the Second Circuit

Decided December 26, 1984No. 462, Docket 84-6280PublishedCited by 2 opinions

1Opinion of the Court

FRIENDLY, Circuit Judge:

This appeal is from an order of Judge Kram in the District Court for the Southern District of New York, 593 F.Supp. 335 (1984). It concerns the propriety of the court’s issuing, on the suit of the Securities and Exchange Commission (SEC), a preliminary injunction broadly enjoining defendants from violating any of the federal securities laws in a case where the most serious alleged violations, to wit, failure to register certain securities, had been known to the SEC for 14 years, defendants had offered to discontinue the offending programs and had discontinued one, the…

2Cases cited25 opinions

  1. United States v. W. T. Grant Co.Supreme Court of the United States · 1953
  2. TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
  3. Hecht Co. v. BowlesSupreme Court of the United States · 1944
  4. Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
  5. Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980

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3Cited by2 opinions

  1. Securities And Exchange Commission v. The American Board Of Trade, Inc.Court of Appeals for the Second Circuit · 1984
  2. Sec v. The American Board Of Trade, Inc.Court of Appeals for the Second Circuit · 1986

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