Legal Opinion
Conroy v. Merrill Lynch, Pierce, Fenner & Smith Inc.
District Court, W.D. North Carolina
Decided July 10, 1995No. 3:94cv42-MUPublishedCited by 6 opinions
1Opinion of the Court
JUDGMENT
MULLEN, District Judge.
THIS MATTER is before the Court upon its own motion.
Based upon this Court’s July 6, 1995 Order, filed contemporaneous herewith, it is hereby adjudged that:(1) Plaintiffs Petition to Compel Arbitration before the AAA is DENIED;-(2) Defendant’s Motion to enjoin Plaintiff from pursuing claims before the AAA is GRANTED;(3) Plaintiffs Petition to Compel Arbitration before the NASD in the Western District of North Carolina is GRANTED preserving, however, the right of the arbitrator to find Plaintiffs claims ineligible for arbitration pursuant to Section 15 of the NASD…
2Cases cited13 opinions
- Volt Info. Sciences, Inc. v. Bd. of Trustees of Leland Stanford Jr. U.Supreme Court of the United States · 1989
- PAINEWEBBER INCORPORATED v. Willard S. HARTMANN, Leona R. Hartmann, AppellantsCourt of Appeals for the Third Circuit · 1990
- Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Argyris G. Georgiadis and American Arbitration Association, Appeal of Argyris G. GeorgiadisCourt of Appeals for the Second Circuit · 1990
- Fed. Sec. L. Rep. P 96,619 Edward D. Jones & Company and Gary Aleff v. Duane Sorrells, Mildred Sorrells and Curt SorrellsCourt of Appeals for the Seventh Circuit · 1992
- Fsc Securities Corporation Marlis Gilbert Integrated Financial Services and Richard E. Connolly, Jr. v. Judy Freel Mirle Freel, Jr.Court of Appeals for the Eighth Circuit · 1994
8 more not listed; retrieve them via the Exa API.
3Cited by6 opinions
- Ann F. Cogswell, F/k/a Ann F. Stanton v. Merrill Lynch, Pierce, Fenner & Smith Inc. Ben D. TrevorCourt of Appeals for the Tenth Circuit · 1996
- Merrill Lynch, Pierce, Fenner & Smith Inc. v. HavirdCourt of Appeals of South Carolina · 1999
- Smith Barney, Inc. v. BardolphCourt of Appeals of North Carolina · 1998
- Smith Barney, Incorporated, Formerly Known as E. F. Hutton & Company, Inc., a Securities Broker Dealer Incorporated in De Lehman Brothers, Incorporated, a Securities Broker Dealer Incorporated in De v. Critical Health Systems of North Carolina, Incorporated of Raleigh, North Carolina, Formerly Known as Wake Anesthesiology Associates, Incorporated Wake Anesthesiology, Incorporated Money Purchase Pension Plan, of Raleigh, North Carolina Wake Anesthesiology Profit Sharing Plan, of Raleigh, North Carolina Peter Modrow, of Raleigh, North CarolinaCourt of Appeals for the Fourth Circuit · 2000
- Smith Barney, Inc. v. Critical Health Systems of North Carolina, Inc.Court of Appeals for the Fourth Circuit · 2000
1 more not listed; retrieve them via the Exa API.