In re the Claim of Wannen
Appellate Division of the Supreme Court of the State of New York
1Opinion of the Court
Claimant was employed as a stockbroker at an office located in Nassau County, which was operated by a partnership formed by Mark Goetz and Edward Goetz. The partnership entered into a contractual relationship with Andrew Garrett Inc., a securities broker/dealer licensed by the National Association of Securities Dealers (hereinafter NASD), wherein brokers employed by the partnership could make stock trades under *1030Garrett’s license and Garrett would share in any commissions generated by such trades.
After claimant resigned his position with the partnership in December 2005, he filed an…
2Cases cited8 opinions
- In re Concourse Ophthalmology Associates, P. C.New York Court of Appeals · 1983
- In re 12 Cornelia Street, Inc.New York Court of Appeals · 1982
- In re Hertz CorporationNew York Court of Appeals · 2004
- In re the Claims of NoelAppellate Division of the Supreme Court of the State of New York · 2007
- In re the Claim of SinghAppellate Division of the Supreme Court of the State of New York · 2007
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3Cited by12 opinions
- Claim of Choto v. Consolidated Lumber Transport, Inc.Appellate Division of the Supreme Court of the State of New York · 2011
- In re the Claim of JimenezAppellate Division of the Supreme Court of the State of New York · 2010
- Matter of Scott (Commr. of Labor)Appellate Division of the Supreme Court of the State of New York · 2015
- Handley v. New York State Teachers' Retirement SystemAppellate Division of the Supreme Court of the State of New York · 2010
- In re the Claim of ChorekchanAppellate Division of the Supreme Court of the State of New York · 2015
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