Legal Opinion
SEC v. Phan
Court of Appeals for the Ninth Circuit
Decided August 29, 2007No. 05-55269PublishedCited by 147 opinions
1Opinion of the Court
500 F.3d 895 (2007)
SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee,
v.
Alan V. PHAN, Defendant-Appellant, and
The Hartcourt Companies Inc.; Yongzhi Yang, Defendants.
No. 05-55269.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted February 14, 2007.
Filed August 29, 2007.
John A. Furutani and Mark C. Peters, Furutani & Peters, LLP, Pasadena, CA, for the defendant-appellant.
Jeffrey T. Tao, Senior Counsel, Securities and Exchange Commission, Washington, D.C., for the plaintiff-appellee.
Before: HARRY PREGERSON, W. FLETCHER, and MARSHA S. BERZON, Circuit Judges.
BERZON, Circuit…
2Cases cited28 opinions
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Auer v. RobbinsSupreme Court of the United States · 1997
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- United States v. GaudinSupreme Court of the United States · 1995
- Robin Orr v. Bank of America, Nt & SaCourt of Appeals for the Ninth Circuit · 2002
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3Cited by147 opinions
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