O.R. Securities, Inc. v. Professional Planning Associates, Inc.
Court of Appeals for the Eleventh Circuit
1Opinion of the Court
GONZALEZ, District Judge:
This is an appeal by O.R. Securities, Inc. (“O.R.”), from an Order of the district court dismissing O.R.’s Complaint and Application to Vacate Arbitration Award. O.R. had filed suit in district court to vacate an award in the amount of $81,998.00 made by a National Association of Securities Dealers, Inc. (“NASD”) arbitration panel against O.R. and in favor of appellee Professional Planning Associates, Inc. (“PPA”).
We begin with a brief description of the parties and the arbitration proceedings. WZW Financial Services, Inc. (“WZW”), PPA and O.R. each provide financial…
2Cases cited14 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
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- Wilko v. SwanSupreme Court of the United States · 1953
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Jack BobkerCourt of Appeals for the Second Circuit · 1986
- James W. Bonar and Beverly J. Bonar v. Dean Witter Reynolds, Inc., John S. Mc Nally, Jr., Ed LeavenworthCourt of Appeals for the Eleventh Circuit · 1988
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