Legal Opinion
Nicholas A. Califano, M.D., Inc. v. Shearson Lehman Bros.
District Court, S.D. New York
Decided August 9, 1988No. 88 Civ. 2322 (LFM)PublishedCited by 5 opinions
1Opinion of the Court
OPINION
MacMAHON, District Judge.
Defendants Shearson Lehman Brothers Inc. (“SLB”) and Kenneth Bolton (“Bolton”) move for an order staying this action and compelling arbitration, pursuant to the Federal Arbitration Act, 9 U.S.C. §§ 1-14 (1982).
BACKGROUND
This action was brought under federal and state securities laws to recover losses allegedly caused by defendants’ unauthorized transfer of plaintiff’s holdings to a margin account.
Plaintiff Nicholas A. Califano, M.D., Inc. (“the Corporation”) is a professional corporation whose president, sole shareholder and designated employee is Dr. Nicholas…
2Cases cited7 opinions
- Westchester Resco Co., L.P. v. New England Reinsurance Corp.Court of Appeals for the Second Circuit · 1987
- Starkman v. SeroussiDistrict Court, S.D. New York · 1974
- Boise Cascade Corp. v. WheelerDistrict Court, S.D. New York · 1976
- Oriental Commercial & Shipping Co. v. Rosseel, N.V.District Court, S.D. New York · 1985
- Wren Distributors, Inc. v. Phone-Mate, Inc.District Court, E.D. New York · 1985
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3Cited by5 opinions
- ARW Exploration Corp. v. AguirreCourt of Appeals for the Tenth Circuit · 1995
- Prudential Securities, Inc. v. Micro-Fab, Inc.Supreme Court of Alabama · 1997
- Manley v. AmBase Corp.District Court, S.D. New York · 2000
- Deputy v. Lehman Brothers, Inc.District Court, E.D. Wisconsin · 2005
- Arw Exploration Corporation v. Cesar v. Aguirre Anastasios Andriopoulos Charles E. Bender B.W. Covington Chris Dalamangas P. Elaportas George Ioannides Kyriakos Ioannides v. Kaltsas Christos P. Kartsonis Demetrious Kartsonis A. George Magouliotis A. Papathanasopolous Steve Poulos S.L. Prabhu Neal Roth Dorothy Roychoudhury S.L. Stogiannis G. Vallianos and Indumathi Ponnapali, as Personal Representative of the Estate of Ponnapalli Ramakrishna, Defendants/third-Party v. Spyridon Armenis, Also Known as Spiro Armenis, Third-Party Cesar v. Aguirre Anastasios Andriopoulos Charles E. Bender B.W. Covington Chris Dalamangas P. Elaportas George Ioannides Kyriakos Ioannides v. Kaltsas Christos P. Kartsonis Demetrious Kartsonis A. George Magouliotis A. Papathanasopolous Steve Poulos S.L. Prabhu Neal Roth Dorothy Roychoudhury S.L. Stogiannis G. Vallianos and Indumathi Ponnapali, as Personal Representative of the Estate of Ponnapalli Ramakrishna v. Arw Exploration Corporation and Spyridon Armenis, Also Known as Spiro ArmenisCourt of Appeals for the Third Circuit · 1995