Legal Opinion
Starkman v. Seroussi
District Court, S.D. New York
Decided June 18, 1974No. 73 Civ. 3826PublishedCited by 41 opinions
1Opinion of the Court
OPINION
EDWARD WEINFELD, District Judge.
This case presents the issue whether an alleged violation of rules of the New York Stock Exchange adopted pursuant to the Securities Exchange Act of 1934 1 grounds a cause of action under that Act so as to vest exclusive jurisdiction in the federal courts and thereby preclude the enforcement of an arbitration agreement under Wilko v. Swan. 2
Plaintiff, a customer of Shearson, Hammill & Co., Incorporated (“Shear-son”), a securities broker and dealer, a member of the New York Stock Exchange, commenced this action against that firm, Henry I. Seroussi…
2Cases cited26 opinions
- Bell v. HoodSupreme Court of the United States · 1946
- Wilko v. SwanSupreme Court of the United States · 1953
- Romero v. International Terminal Operating Co.Supreme Court of the United States · 1959
- Montana-Dakota Utilities Co. v. Northwestern Public Service Co.Supreme Court of the United States · 1951
- A. T. Brod & Co. v. Jack Perlow and Adele Perlow, Also Known as Adele WagnerCourt of Appeals for the Second Circuit · 1967
21 more not listed; retrieve them via the Exa API.
3Cited by41 opinions
- Rolf v. Blyth, Eastman Dillon & Co.Court of Appeals for the Second Circuit · 1978
- Fed. Sec. L. Rep. P 92,406 R. Stockton Rush, III v. Oppenheimer & Co., and Scott SeskisCourt of Appeals for the Second Circuit · 1985
- Harper Sibley, Jr., Cross v. Tandy Corporation, Tandy Corporation, CrossCourt of Appeals for the Fifth Circuit · 1976
- Rolf v. Blyth, Eastman Dillon & Co.Court of Appeals for the Second Circuit · 1978
- Fed. Sec. L. Rep. P 95,234 William R. Van Gemert v. The Boeing Co.Court of Appeals for the Second Circuit · 1975
36 more not listed; retrieve them via the Exa API.