Legal Opinion
Battig v. Simon
District Court, D. Oregon
Decided June 20, 2001No. CIV.00-972-JOPublishedCited by 2 opinions
1Opinion of the Court
OPINION AND ORDER
ROBERT E. JONES, District Judge.
Plaintiffs bring this action against defendants James Simon, Patti Plunkett, and Richard Tucker, alleging seven 1 claims: (1) sale of unregistered securities (against Simon and Plunkett); (2) sale of securities through an omission or misstatement of material fact (against Simon and Plunkett); (3) breach of contract (against Simon); (4) fraud (against Simon and Plunkett); (5) control person liability in the sale of unregistered securities (against Tucker); (6) control person liability in the sale of secu rities through a misstatement or omission…
2Cases cited15 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
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3Cited by2 opinions
- Lahn v. VaisbortCourt of Appeals of Oregon · 2016
- Sound Foundation v. SCI Fund II, LLCDistrict Court, D. Oregon · 2022