Legal Opinion
Edwards & Hanly v. Wells Fargo Securities Clearance Corp.
District Court, S.D. New York
Decided October 4, 1978No. 75 Civ. 4566PublishedCited by 10 opinions
1Opinion of the Court
OPINION
GAGLIARDI, District Judge.
Plaintiff Edwards & Hanly commenced this action against the Wells Fargo Securities Clearance Corporation (“WFSCC”) alleging violations of § 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78j(b), § 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q, and common law fraud. Jurisdiction is predicated upon 15 U.S.C. §§ 78aa, 77v and principles of pendent jurisdiction. This action was tried to the court, and the following constitutes its findings of facts and conclusions of law pursuant to Rule 52(a), Fed.R. Civ.P. The court determines…
2Cases cited44 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
39 more not listed; retrieve them via the Exa API.
3Cited by10 opinions
- Fed. Sec. L. Rep. P 97,357 Marbury Management, Inc., and Harry Bader, Plaintiffs-Appellants-Appellees v. Alfred Kohn, and Wood, Walker & Co.Court of Appeals for the Second Circuit · 1980
- Fed. Sec. L. Rep. P 96,861 Gerald Mansbach v. Prescott, Ball & TurbenCourt of Appeals for the Sixth Circuit · 1979
- Mallis v. Bankers Trust Co.Court of Appeals for the Second Circuit · 1980
- Fed. Sec. L. Rep. P 96,916 Edwards & Hanly v. Wells Fargo Securities Clearance CorporationCourt of Appeals for the Second Circuit · 1979
- United States v. Robert E. WestCourt of Appeals for the Second Circuit · 1981
5 more not listed; retrieve them via the Exa API.