Legal Opinion

Stephen Piccolo v. Commodity Futures Trading Commission and Coffee, Sugar & Cocoa Exchange, Inc.

Court of Appeals for the Second Circuit

Decided November 2, 2004No. Docket 03-40399PublishedCited by 4 opinions

1Per curiam

Stephen Piccolo, a clerk at the Coffee, Sugar & Cocoa Exchange, Inc. (“Exchange” or “CSCE”), petitions this Court to review the order of the Commodity Futures Trading Commission (“Commission” or “CFTC”) summarily affirming the decision of the Executive Floor Committee of the Exchange, which found that Piccolo’s involvement in a physical altercation outside the Exchange warranted suspending his registration for six months.

Piccolo argues the decision and order affirming it should be vacated because (a) the proceeding against him was a disciplinary action conducted in violation of Exchange and…

2Cases cited5 opinions

  1. In Re Murchison.Supreme Court of the United States · 1955
  2. Martin A. Armstrong v. Commodity Futures Trading CommissionCourt of Appeals for the Third Circuit · 1993
  3. National Labor Relations Board, and Local 1199, Drug, Hospital and Health Care Employees Union, Intervenor v. Rock Bottom Stores, Inc.Court of Appeals for the Second Circuit · 1995
  4. Michael J. CLARK, Petitioner, v. COMMODITY FUTURES TRADING COMMISSION, RespondentCourt of Appeals for the Second Circuit · 1999
  5. John A. Vercillo v. Commodity Futures Trading CommissionCourt of Appeals for the Seventh Circuit · 1998

3Cited by4 opinions

  1. In Re New York City Off-Track Betting Corp.United States Bankruptcy Court, S.D. New York · 2010
  2. Karawia v. United States Department of LaborDistrict Court, S.D. New York · 2009
  3. DiPlacido v. Commodity Futures Trading CommissionCourt of Appeals for the Second Circuit · 2009
  4. DiPlacido v. Commodity Futures Trading CommissionCourt of Appeals for the Second Circuit · 2009

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