Legal Opinion
Fait v. Regions Financial Corp.
District Court, S.D. New York
Decided May 10, 2010No. 09 Civ. 3161(LAK)PublishedCited by 17 opinions
1Opinion of the Court
MEMORANDUM OPINION
LEWIS A. KAPLAN, District Judge.
This is a purported class action for alleged violations of the Securities Act of 1933 (the “Securities Act”) by a bank holding company, its subsidiary, its directors, its auditor, and the investment banks that underwrote its April 2008 offering of Trust Preferred Securities (the “Offering”). The amended complaint alleges that the registration statement and prospectus supplement for the offering (the “Offering Documents”) were false and misleading because they incorporated by reference financial statements that overstated goodwill and…
2Cases cited25 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
- Sarah B. Shields, Individually and as Representative of All Others Similarly Situated v. Citytrust Bancorp, Inc., George F. Taylor and Irwin EngelmanCourt of Appeals for the Second Circuit · 1994
- Fed. Sec. L. Rep. P 95,228 Rocco Dileo and Louise Dileo v. Ernst & YoungCourt of Appeals for the Seventh Circuit · 1990
20 more not listed; retrieve them via the Exa API.
3Cited by17 opinions
- Fait v. Regions Financial Corp.Court of Appeals for the Second Circuit · 2011
- Stichting Pensioenfonds ABP v. Wachovia Corp.District Court, S.D. New York · 2011
- AG Funds, L.P. v. SanofiDistrict Court, S.D. New York · 2015
- In Re Lehman Bros. Securities and Erisa LitigationDistrict Court, S.D. New York · 2011
- In re Bioscrip, Inc. Securities LitigationDistrict Court, S.D. New York · 2015
12 more not listed; retrieve them via the Exa API.