Legal Opinion
Sheldon v. Charles Schwab
Court of Appeals for the Tenth Circuit
Decided October 31, 2001No. 00-3337PublishedCited by 62 opinions
1Opinion of the Court
LUCERO, Circuit Judge.
Plaintiff Dave Sheldon (“Sheldon”) appeals the district court’s order confirming an arbitration award in favor of defendants Charles Schwab & Co., Inc. (“Schwab”), Olde Discount Corporation (“Olde Discount”), and Principal Financial (“Principal”), (collectively, the “broker-dealers”), and the district court’s judgment dismissing his claims against defendants. Resolution of the case requires us to resolve a matter of first impression at the Circuit level: Does the Code of Arbitration Procedure allow an arbitration panel to dismiss a claim with prejudice? Our jurisdiction…
2Cases cited9 opinions
- Willemijn Houdstermaatschappij, Bv v. Standard Microsystems CorporationCourt of Appeals for the Second Circuit · 1997
- ARW Exploration Corp. v. AguirreCourt of Appeals for the Tenth Circuit · 1995
- Denver & Rio Grande Western Railroad v. Union Pacific RailroadCourt of Appeals for the Tenth Circuit · 1997
- Dodge v. Cotter CorporationCourt of Appeals for the Tenth Circuit · 2000
- Bowles Financial Group, Inc. v. Stifel, Nicolaus & Company, Inc.Court of Appeals for the Tenth Circuit · 1994
4 more not listed; retrieve them via the Exa API.
3Cited by62 opinions
- National Football League Management Council v. National Football League Players Ass'nCourt of Appeals for the Second Circuit · 2016
- Steele v. Federal Bureau of PrisonsCourt of Appeals for the Tenth Circuit · 2003
- Stan Lee Media, Inc. v. Walt Disney Co.Court of Appeals for the Tenth Circuit · 2014
- Brabham v. A.G. Edwards & Sons Inc.Court of Appeals for the Fifth Circuit · 2004
- Hoeft v. MVL Group, Inc.Court of Appeals for the Second Circuit · 2003
57 more not listed; retrieve them via the Exa API.