Legal Opinion
Barclays Capital Inc. v. Shen
New York Supreme Court
Decided April 22, 2008PublishedCited by 3 opinions
1Opinion of the Court
*320OPINION OF THE COURT
Judith J. Gische, J.
Petitioner Barclays Capital Inc. has brought this petition seeking an order vacating the award by an arbitration panel of the National Association of Securities Dealers (NASD), only to the extent it awarded respondent Elizabeth Bing Shen, its former employee, punitive damages. Shen has answered the petition and now cross-moves for an order confirming the award in its entirety.
The petition and cross motion before the court focus on whether the NASD arbitration panel’s award of punitive damages to Shen was rendered in “manifest disregard of the law,” as…
2Cases cited18 opinions
- Rocanova v. Equitable Life Assurance Society of United StatesNew York Court of Appeals · 1994
- Duferco International Steel Trading v. T. Klaveness Shipping A/sCourt of Appeals for the Second Circuit · 2003
- Porzig v. Dresdner, Kleinwort, Benson, North America LLCCourt of Appeals for the Second Circuit · 2007
- Michael E. Wallace, David Jacaruso and Joseph Scotti v. Daljit S. Buttar and Paramjit Buttar, Robert Winston, AdditionalCourt of Appeals for the Second Circuit · 2004
- Wien & Malkin LLP v. Helmsley-Spear, Inc.New York Court of Appeals · 2006
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3Cited by3 opinions
- Moreland v. PERKINS, SMART & BOYDCourt of Appeals of Kansas · 2010
- Michael Batanjany, Cory Solomon, Patrick Travers, and Jordan Brodsky v. Clear Street Management LLC, Clear Street Derivatives LLC, Clear Holdings LLC, Clear Street LLC, Clear Street Holdings LLC, Clear Street Group Inc., Uriel Ephraim Cohen, and Kenneth Ari SicklickDistrict Court, S.D. New York · 2026
- Moreland v. PERKINS, SMART & BOYDCourt of Appeals of Kansas · 2010