Legal Opinion
C.R.A. Realty Corp. v. Joseph R. Crotty and United Artists Communications, Inc.
Court of Appeals for the Second Circuit
Decided June 14, 1989No. 1084, Docket 89-7069PublishedCited by 13 opinions
1Opinion of the Court
TIMBERS, Circuit Judge:
The essential question presented by this appeal is whether an employee’s functions, rather than his title, determine whether he is an “officer” within the meaning of § 16(b) of the Securities Exchange Act of 1934. The district court held that the employee’s functions were determinative. We agree. We affirm.
Appellant C.R.A. Realty Corp. appeals from a judgment entered December 27, 1988 in the Southern District of New York, Robert L. Carter, District Judge, dismissing after trial appellant’s complaint which alleged that appellee Joseph R. Crotty (Crotty), an “officer” of…
2Cases cited14 opinions
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Smolowe v. Delendo CorporationCourt of Appeals for the Second Circuit · 1943
- Kern County Land Co. v. Occidental Petroleum Corp.Supreme Court of the United States · 1973
- Reliance Electric Co. v. Emerson Electric Co.Supreme Court of the United States · 1972
- Colby v. KluneCourt of Appeals for the Second Circuit · 1949
9 more not listed; retrieve them via the Exa API.
3Cited by13 opinions
- Analytical Surveys, Inc. v. Tonga Partners, L.P.Court of Appeals for the Second Circuit · 2012
- Mark Feder, Derivatively on Behalf of Ivax Corporation v. Philip Frost, Frost-Nevada, Limited PartnershipCourt of Appeals for the Second Circuit · 2000
- Steel Partners Ii, L.P., Plaintiff-Counter-Defendant-Appellant v. Bell Industries, Inc., Defendant-Counter-Claimant-AppelleeCourt of Appeals for the Second Circuit · 2002
- United States Securities & Exchange Commission v. BrownDistrict Court, District of Columbia · 2010
- NMI Systems, Inc. v. Pillard (In Re NMI Systems, Inc.)District Court, District of Columbia · 1995
8 more not listed; retrieve them via the Exa API.