Legal Opinion

Arford v. Miller

District Court, S.D. New York

Decided September 30, 1999No. 98 Civ. 9209 RMBPublishedCited by 10 opinions

1Opinion of the Court

ORDER

BERMAN, District Judge.

This is an appeal from an order of the Honorable Tina L. Brozman, Chief United States Bankruptcy Judge, Southern District of New York (“Bankruptcy Court”), issued from the bench on October 19, 1998 and subsequently published as a written opinion. See Securities Investor Protection Corporation v. Stratton Oakmont Inc., 229 B.R. 273 (Bankr.S.D.N.Y.1999). In her opinion, Judge Brozman determined that fifty-seven claimants (“Appellants” or “Claimants”) 1 were not “customers” as defined by the Securities Investors Protection Act (“SIPA” or “Act”), 15 U.S.C. § 78aaa et…

2Cases cited16 opinions

  1. Mississippi Band of Choctaw Indians v. HolyfieldSupreme Court of the United States · 1989
  2. Dickerson v. New Banner Institute, Inc.Supreme Court of the United States · 1983
  3. Jerome v. United StatesSupreme Court of the United States · 1943
  4. National Labor Relations Board v. Natural Gas Utility DistrictSupreme Court of the United States · 1971
  5. In Re Momentum Manufacturing Corporation, Debtor. Momentum Manufacturing Corporation v. Employee Creditors CommitteeCourt of Appeals for the Second Circuit · 1994

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3Cited by10 opinions

  1. Jackson v. Mishkin (In Re Adler, Coleman Clearing Corp.)District Court, S.D. New York · 2001
  2. Securities Investor Protection Corp. v. Bernard L. Madoff Investment Securities LLC (In Re Madoff)United States Bankruptcy Court, S.D. New York · 2011
  3. Securities Investor Protection Corp. v. Stratton Oakmont, Inc. (In Re Stratton Oakmont, Inc.)District Court, S.D. New York · 2001
  4. Mitchell v. Chicago Partnership Board, Inc.District Court, N.D. Illinois · 2000
  5. In Re Stratton OakmontCourt of Appeals for the Second Circuit · 2000

5 more not listed; retrieve them via the Exa API.

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